import{c as a,r as u,j as e,aa as f,ag as g,as as y,F as b,A as v}from"./index-B_1BLMrZ.js";const k=a("ClipboardList",[["rect",{width:"8",height:"4",x:"8",y:"2",rx:"1",ry:"1",key:"tgr4d6"}],["path",{d:"M16 4h2a2 2 0 0 1 2 2v14a2 2 0 0 1-2 2H6a2 2 0 0 1-2-2V6a2 2 0 0 1 2-2h2",key:"116196"}],["path",{d:"M12 11h4",key:"1jrz19"}],["path",{d:"M12 16h4",key:"n85exb"}],["path",{d:"M8 11h.01",key:"1dfujw"}],["path",{d:"M8 16h.01",key:"18s6g9"}]]);const F=a("FileCheck",[["path",{d:"M15 2H6a2 2 0 0 0-2 2v16a2 2 0 0 0 2 2h12a2 2 0 0 0 2-2V7Z",key:"1rqfz7"}],["path",{d:"M14 2v4a2 2 0 0 0 2 2h4",key:"tnqrlb"}],["path",{d:"m9 15 2 2 4-4",key:"1grp1n"}]]);const N=a("HardDrive",[["line",{x1:"22",x2:"2",y1:"12",y2:"12",key:"1y58io"}],["path",{d:"M5.45 5.11 2 12v6a2 2 0 0 0 2 2h16a2 2 0 0 0 2-2v-6l-3.45-6.89A2 2 0 0 0 16.76 4H7.24a2 2 0 0 0-1.79 1.11z",key:"oot6mr"}],["line",{x1:"6",x2:"6.01",y1:"16",y2:"16",key:"sgf278"}],["line",{x1:"10",x2:"10.01",y1:"16",y2:"16",key:"1l4acy"}]]);const j=a("SquareCheckBig",[["path",{d:"M21 10.5V19a2 2 0 0 1-2 2H5a2 2 0 0 1-2-2V5a2 2 0 0 1 2-2h12.5",key:"1uzm8b"}],["path",{d:"m9 11 3 3L22 4",key:"1pflzl"}]]);const B=a("Square",[["rect",{width:"18",height:"18",x:"3",y:"3",rx:"2",key:"afitv7"}]]),n="#1a3050",l="#C9A84C",x=[{heading:"Introduction",body:`AWM Global Advisors LLC ("AWM," "the Firm," or "we") has established and maintains a comprehensive Business Continuity Plan ("BCP") designed to ensure the resilience of our operations and the protection of our clients' interests in the event of a significant business disruption ("SBD"). The BCP is reviewed at least annually, updated as circumstances warrant, and is calibrated to the size, scope, and complexity of the Firm's advisory business.

This disclosure is provided to clients of AWM in summary form. It is not a complete recitation of the BCP itself; rather, it describes the framework, key components, and client-facing elements of the plan. The BCP itself is maintained as part of the Firm's compliance records and is available for review by clients upon written request, subject to reasonable confidentiality safeguards.

The BCP is designed to address disruptions of varying scope — from localized incidents affecting a single building, to city-wide or regional events, to disruptions affecting the Firm's principal service providers. Because the nature, severity, and duration of any disruption cannot be predicted with certainty, the Firm has structured the BCP to be scalable and flexible, with response procedures that can be adapted to the specific circumstances at hand.`},{heading:"Firm Information",table:[["Legal Name","AWM Global Advisors LLC"],["Regulatory Status","SEC-Registered Investment Adviser"],["IARD / CRD Number","159094"],["SEC File Number","801-72824"],["Principal Office","San Diego, California"],["Custodian and Executing Broker","Interactive Brokers LLC (sole custodian)"],["Public Disclosure Resource","adviserinfo.sec.gov"],["Firm Website","awmga.com"]]},{heading:"Contact Information During a Disruption",body:`In the event of a significant business disruption, clients should initially attempt to contact the Firm through their usual communication channels — namely, the direct line and email address of their relationship manager, the Firm's main telephone line, and the Firm's general email address.

If primary channels are unavailable, alternative contact procedures will be activated. Clients should consult the following resources, in order:

1. The Firm's website at awmga.com, which will be updated with status information and alternative contact details as soon as practicable following a disruption.

2. The Firm's emergency notification system, which may include outbound email, telephone, or text-based communications to clients of record.

3. The custodian, Interactive Brokers LLC, with whom clients hold a direct contractual relationship and may contact independently to verify positions, balances, and the status of pending transactions.

4. The Investment Adviser Public Disclosure system at adviserinfo.sec.gov, where the Firm's current registration and contact information are maintained.

Independent Custodial Access. Because Interactive Brokers LLC serves as the sole custodian of client assets and maintains the books and records of client accounts, clients retain the ability to view, verify, and — where authorized — transact directly through the custodian's systems regardless of the Firm's operational status. This independent access is a foundational element of the Firm's continuity posture.`},{heading:"Data Backup and Recovery",body:`The Firm's books and records, electronic communications, and client-related operational data are maintained in cloud-based systems with built-in geographic redundancy and continuous replication. Critical Firm data is preserved in accordance with the recordkeeping requirements of Rule 204-2 under the Investment Advisers Act of 1940.

Custodial Records: Position, transaction, and cash records for client accounts are maintained by Interactive Brokers LLC as custodian and broker-dealer, with the custodian's own institutional backup, redundancy, and disaster recovery infrastructure. The Firm reconciles to custodial records on a periodic basis and retains independent copies of statements, confirmations, and reconciliation reports.

Electronic Communications: Firm email is hosted on Microsoft 365 / Exchange Online, which provides default retention, native archival, and geographically redundant storage of inbound and outbound business communications. Recovery of historical communications does not depend on the availability of the Firm's primary office or local devices.

Books, Records, and Working Files: Compliance records, advisory agreements, ADV filings, client onboarding documentation, fee billing records, and related working files are maintained in cloud-based document repositories with versioning, access controls, and audit logging. Restoration of these records can be performed from any location with appropriate credentialed access.`},{heading:"Disaster Recovery and Alternate Operating Locations",body:`The Firm has identified alternate operating arrangements that can be activated in the event the principal office becomes unavailable. Because the Firm's core operating systems are cloud-hosted and accessible via secure remote connection, the Firm's continuity model does not depend on a single physical location.

Remote Operating Capability: Authorized personnel can perform all essential advisory, trading, compliance, and client-service functions from secure remote locations using firm-issued or firm-approved devices, multi-factor authentication, and encrypted communications. This capability has been tested through normal business operations and is, in effect, an everyday operating mode rather than a contingency.

Geographic Separation: Because the Firm's principal office is located in San Diego, California, and key cloud systems and the custodian's infrastructure are housed in geographically distinct data centers, a localized disruption affecting any single facility would not be expected to compromise client access to assets, position information, or essential advisory services.

Back-Office Support: The Firm utilizes a dedicated international back-office support function that provides operational redundancy across time zones. In the event a U.S.-based disruption affects normal business hours, designated back-office personnel can continue documentation, reconciliation, and client-service support tasks under direction of authorized U.S.-based supervisors.`},{heading:"Emergency Contact Personnel",body:`The Firm has designated specific individuals responsible for managing the response to a significant business disruption. These individuals are identified within the BCP itself and have defined authority and responsibilities, including:

• Activation and oversight of the BCP, including the determination of when an event constitutes an SBD.
• Internal communications with Firm personnel, including back-office support staff.
• Client communications, including activation of the Firm's emergency notification procedures.
• Communications with the SEC, FINRA (where applicable for legacy items), and other regulatory authorities.
• Communications with the custodian, key technology providers, and other critical service providers.
• Coordination of restoration of operations at alternate locations or via remote operating arrangements.

Two emergency contact individuals are designated, with the Firm's records reflecting their roles and contact information. The list of emergency contact personnel is reviewed and updated as circumstances warrant, including upon any change in the Firm's senior personnel or compliance leadership.`},{heading:"Systems Infrastructure Protections",body:`The Firm's operational reliance is centered on cloud-hosted and vendor-provided systems that are themselves engineered for high availability. The Firm's continuity posture leverages these protections rather than attempting to replicate enterprise-grade redundancy at the office level.

Custodial and Trading Infrastructure: All custody, trade execution, settlement, and account-level recordkeeping for client assets are performed by Interactive Brokers LLC. The custodian maintains its own institutional-grade redundancy across data centers, network connectivity, power, and physical security, independently of the Firm.

Communications and Productivity: Email, calendaring, document storage, and collaborative productivity tools are provided through Microsoft 365 with geographically redundant hosting. Voice communications are provided through a cloud-based telephony platform that supports number portability and remote re-routing in the event the principal office is inaccessible.

Endpoint and Access Security: Firm-issued devices are configured with full-disk encryption, endpoint protection, and remote-management capability. Access to Firm systems requires multi-factor authentication, and credentials are subject to periodic review. In the event of device loss or compromise during a disruption, access can be revoked centrally.

Telecommunications and Network Resilience: The principal office is served by commercial-grade internet connectivity and standard building-level protections. In the event these are compromised, personnel can transition to remote operations using residential or alternate-site connectivity, as cloud-hosted systems do not depend on the Firm's local network.`},{heading:"Operational Resilience and Cross-Training",body:`The Firm's BCP identifies the operational functions that are essential to maintaining continuity of advisory services and client access. Essential functions include, without limitation:

1. Portfolio management and trade-related decision-making, performed by authorized investment personnel through secure remote access to the custodian's trading platform.
2. Client service and relationship management, including responses to client inquiries regarding positions, balances, and account activity.
3. Compliance oversight and recordkeeping, including the maintenance of required books and records under Rule 204-2.
4. Fee billing, account reconciliation, and reporting, supported by cloud-hosted accounting and operations tools.
5. Communications with the custodian, regulators, and key service providers.

Personnel are cross-trained so that no single function is dependent on the availability of a single individual. The Firm's small size, by design, supports direct knowledge transfer and shared visibility into operational matters across senior personnel.`},{heading:"Client Access to Funds and Securities",body:`AWM does not take physical custody of client assets. All client funds and securities are held at Interactive Brokers LLC, the Firm's sole qualified custodian. The Firm's authority over client accounts is limited to discretionary trading authorization and, where applicable, limited authorization to debit advisory fees in accordance with the client's written advisory agreement.

Independent Custodial Relationship: Each client maintains a direct contractual relationship with the custodian. Clients can access account information, reset credentials, and — subject to the terms of their custodial agreement — initiate withdrawals or transfers directly with the custodian, independently of the Firm.

Continuity of Custodial Services: Interactive Brokers LLC maintains its own business continuity arrangements as a regulated broker-dealer and futures commission merchant. A disruption affecting AWM does not, in itself, restrict client access to assets held at the custodian.

Transfer of Accounts: If a disruption is of sufficient severity that the Firm cannot resume normal operations within a reasonable timeframe, the Firm will provide clients with the information necessary to maintain continuity of their accounts at the custodian under self-directed status, or to transfer their accounts to another investment adviser, broker-dealer, or futures commission merchant of their choosing.`},{heading:"Communication Plan",body:`The Firm's BCP establishes protocols for timely communication with clients, employees, regulators, and key business constituents during a disruption.

Client Communications: The Firm will make reasonable efforts to notify clients of any significant business disruption promptly and to provide guidance on alternative methods of contact and access to services. Notification may be made by email, phone, text message, or website posting, depending on the nature and scope of the disruption.

Employee Communications: The designated BCP emergency contact personnel are responsible for notifying all supervised persons of the activation of the BCP, their assigned roles and responsibilities during the disruption, and the location and status of alternate operating arrangements. The Firm maintains an up-to-date emergency contact list for all personnel.

Regulatory Authority Communications: In the event of a significant business disruption, the Firm will notify the SEC and any other applicable regulatory authorities as required by applicable rules and guidance. The Firm's CCO or designee is responsible for all regulatory communications during a disruption.

Key Service Provider Communications: The designated emergency contact personnel are responsible for notifying Interactive Brokers LLC, Microsoft, and any other key technology or service providers of the disruption and coordinating any necessary support or adjustments to service levels.`},{heading:"Annual Review, Testing and Plan Amendments",body:`The BCP is reviewed at least annually by the Firm's CCO, or more frequently if circumstances warrant, including upon any significant change to the Firm's business, personnel, systems, or operating environment. The annual review assesses the continued adequacy of the plan, identifies any gaps or enhancements needed, and documents the results of any testing or tabletop exercises conducted during the review period.

The Firm conducts periodic testing of key BCP elements, including remote access capabilities, data backup and restoration procedures, and communication systems. Test results and any identified corrective actions are documented and retained as part of the Firm's compliance records.

This disclosure will be updated as material changes are made to the BCP or the Firm's continuity arrangements. The complete BCP is maintained as part of the Firm's compliance records and is available for review by clients upon written request.

Questions regarding this disclosure or the Firm's BCP may be directed to: AWM Global Advisors LLC · compliance@awmga.com · awmga.com`}];function C({defaultOpen:i=!1,variant:o="card"}){const[s,h]=u.useState(i),r=e.jsxs("button",{onClick:()=>h(t=>!t),"data-testid":"button-bcp-disclosure-toggle",className:"w-full flex items-center justify-between px-5 py-4 text-left transition-opacity hover:opacity-90",style:{background:`linear-gradient(135deg, ${n}, #0d1a2d)`},children:[e.jsxs("div",{className:"flex items-center gap-3",children:[e.jsx("div",{className:"rounded-lg p-1.5 shrink-0",style:{background:"rgba(201,168,76,0.2)",border:"1px solid rgba(201,168,76,0.4)"},children:e.jsx(f,{size:15,style:{color:l}})}),e.jsxs("div",{children:[e.jsx("p",{className:"text-xs font-black text-white tracking-wide",children:"Business Continuity Plan — Client Disclosure Statement (2026)"}),e.jsx("p",{className:"text-[10px] font-semibold",style:{color:"rgba(255,255,255,0.6)"},children:"AWM Global Advisors LLC · SEC File No. 801-72824 · IARD/CRD No. 159094 · San Diego, CA"})]})]}),e.jsxs("div",{className:"flex items-center gap-2 shrink-0",children:[e.jsx("span",{className:"hidden sm:inline text-[10px] font-bold px-2 py-0.5 rounded-full",style:{background:"rgba(201,168,76,0.2)",color:l},children:"Required — SEC Exam"}),s?e.jsx(g,{size:14,className:"text-white"}):e.jsx(y,{size:14,className:"text-white"})]})]}),c=s&&e.jsxs("div",{className:"p-5 space-y-4",style:{background:"#fafbfc"},children:[e.jsxs("div",{className:"rounded-xl p-4 border",style:{background:"linear-gradient(135deg, #fffbeb, #fef9ee)",borderColor:"#fde68a"},children:[e.jsx("p",{className:"text-[11px] font-black text-amber-800 mb-0.5",children:"AWM GLOBAL ADVISORS LLC — Registered Investment Adviser"}),e.jsx("p",{className:"text-[11px] text-amber-700 font-semibold",children:"BUSINESS CONTINUITY PLAN DISCLOSURE · Client Disclosure Statement"}),e.jsx("p",{className:"text-[10px] text-amber-600 mt-1",children:"Year of Reference: 2026 · IARD/CRD No. 159094 · SEC File No. 801-72824 · awmga.com"})]}),x.map((t,m)=>e.jsxs("div",{className:"rounded-xl border p-4",style:{background:"white",borderColor:"#e2e8f0"},children:[e.jsx("p",{className:"text-[11px] font-black mb-2.5",style:{color:n},children:t.heading}),t.table?e.jsx("table",{className:"w-full text-[11px]",children:e.jsx("tbody",{children:t.table.map(([d,p])=>e.jsxs("tr",{className:"border-b border-slate-100 last:border-0",children:[e.jsx("td",{className:"py-1.5 pr-3 font-semibold text-slate-500 w-2/5 align-top",children:d}),e.jsx("td",{className:"py-1.5 font-bold text-slate-800",children:p})]},d))})}):e.jsx("p",{className:"text-[11px] text-slate-600 leading-relaxed whitespace-pre-line",children:t.body})]},m)),e.jsx("p",{className:"text-[10px] text-slate-400 text-center pt-1",children:"This disclosure is provided in summary form. The complete BCP is available to clients upon written request. · © 2026 AWM Global Advisors LLC"})]});return o==="inline"?e.jsxs("div",{className:"rounded-2xl border overflow-hidden",style:{borderColor:"#e2e8f0"},children:[r,c]}):e.jsxs("div",{className:"rounded-2xl border overflow-hidden shadow-sm",style:{borderColor:"#e2e8f0"},children:[r,c]})}function T(){const[i,o]=u.useState(!1);return e.jsxs("div",{className:"rounded-lg border border-slate-100 overflow-hidden",children:[e.jsxs("div",{className:"flex items-center justify-between p-2.5",children:[e.jsxs("div",{className:"flex items-center gap-2",children:[e.jsx(b,{className:"h-4 w-4 text-slate-500"}),e.jsx("span",{className:"text-xs font-semibold text-slate-700",children:"Business Continuity Plan (BCP)"})]}),e.jsxs("div",{className:"flex items-center gap-2",children:[e.jsx("span",{className:"text-xs text-slate-500",children:"v3.0"}),e.jsx("span",{className:"text-xs text-slate-400",children:"2026-01-15"}),e.jsx(v,{className:"text-[10px]",style:{background:"#16a34a15",color:"#16a34a"},children:"Current"}),e.jsx("button",{onClick:()=>o(s=>!s),"data-testid":"button-view-bcp",className:"text-[10px] font-bold px-2 py-0.5 rounded border transition-colors",style:i?{background:n,color:"white",borderColor:n}:{background:"transparent",color:n,borderColor:"#cbd5e1"},children:i?"Hide":"View"})]})]}),i&&e.jsx("div",{className:"border-t border-slate-100",children:e.jsx(C,{defaultOpen:!0,variant:"inline"})})]})}export{C as B,k as C,F,N as H,j as S,B as a,T as b};
